Preparing for Inspection
The Federal Select Agent Program has posted inspection checklists to assist entities with preparing for an inspection.
Please also view the SA Gram dated July 19, 2012 for more information regarding FSAP’s policy on verifying inspectors and an entity’s request to sign a confidentially agreement.
Inspection Checklists
To ensure that entities are complying with the requirements of the select agent regulations, the Federal Select Agent Program (FSAP) inspects entities using standardized checklists to certify that laboratories have the appropriate safety and security measures in place. These checklists are designed based on provisions outlined in the select agent regulations and nationally recognized standards (e.g., Biosafety in Microbiological and Biomedical Laboratories (BMBL) and NIH Guidelines for Research Involving Recombinant or Synthetic Nucleic Acid Molecules).
The inspection checklists can be downloaded below to support inspection preparation and ongoing compliance; these updates reflect the most current versions already used during inspections.
Regulatory Checklists
- ABSL-2 [PDF – 127 KB]
- ABSL-3 [PDF – 151 KB]
- ABSL-3 Ag [PDF – 272 KB]
- ABSL-4 [PDF – 145 KB]
- ACL-3 [PDF – 80 KB]
- Agent Special Requirements: 1918 Influenza, Poxvirus, RVFV, SARS CoV, VEEV [PDF – 94 KB]
- Agent Specific: ASFv, CSFv [PDF – 54 KB]
- Agent Specific: Avian Influenza Virus [PDF – 126 KB]
- Agent Specific: FMD and Rinderpest Additional Security [PDF – 110 KB]
- Agent Specific: Newcastle Disease Virus [PDF – 107 KB]
- Agent Specific: Rinderpest [PDF – 110 KB]
- Agent Specific: VEEV, RVFV [PDF – 104 KB]
- Agent-Specific Storage Only Biosafety [PDF – 169 KB]
- Biocontainment: BSL-3 [PDF – 106 KB]
- Biocontainment: Plant Containment [PDF – 138 KB]
- Biosafety: ACL-3 [PDF – 217 KB]
- Biosafety: BSL-3/ ABSL-3 Annual Verification Policy [PDF – 145 KB]
- Biosafety: BSL-4/ABSL-4 Annual Verification Policy [PDF – 242 KB]
- BSL-3 [PDF – 110 KB]
- BSL-4 Cabinet [PDF – 123 KB]
- BSL-4 Core [PDF – 174 KB]
- BSL-4 Suit [PDF – 180 KB]
- General Biocontainment [PDF – 223 KB]
- General Biosafety [PDF – 320 KB]
- Incident Response [PDF – 99 KB]
- Inspections (9 CFR 121, 42 CFR 73, 7 CFR 331) [PDF – 102 KB]
- NIH BL4 Animals [PDF – 355 KB]
- NIH BL4 [PDF – 130 KB]
- Records [PDF – 138 KB]
- Registration [PDF – 93 KB]
- Responsible Official [PDF – 99 KB]
- Security [PDF – 154 KB]
- Storage Only Biocontainment [PDF – 253 KB]
- Storage Only Biosafety (9 CFR 121) [PDF – 246 KB]
- Storage Only Biosafety (42 CFR 73) [PDF – 246 KB]
- Toxin [PDF – 142 KB]
- Training [PDF – 88 KB]